Christopher Cox

Results: 488



#Item
361Financial regulation / Short selling / Naked short selling / U.S. Securities and Exchange Commission / Hedge fund / Short / Overstock.com / Christopher Cox / Chuck Schumer / Financial economics / Finance / Investment

Microsoft Word - ON DOCKET.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-12-29 09:55:50
362Financial system / Short selling / United States Securities and Exchange Commission / United States securities law / Buying in / Short / Securities Exchange Act / Christopher Cox / Securities lending / Financial economics / Financial markets / Finance

VIA EMAIL December 29, 2008 Ms. Florence E. Harmon Acting Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2008-12-29 14:23:15
363Recruitment / Christopher Cox / SEC filings / Employment / Employment compensation / Executive pay / Management

January 29, 2007 Ms. Nancy M. Morris, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2007-02-02 12:36:30
364Investment / Finance / Uptick rule / Financial regulation / Short selling / Financial markets / Short / Christopher Cox / Day trading / Stock market / Business / Financial economics

Comment Letter on File No. S7-30-08

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Source URL: www.sec.gov

Language: English - Date: 2009-03-05 09:29:54
365Executive pay / Recruitment / Business / Christopher Cox / Proxy statement / Corporate governance / Employment / Employee stock option / Management / Employment compensation / SEC filings

Microsoft Word - ecjett4023.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-04-25 16:29:45
366Financial system / Finance / Business / Naked short selling / U.S. Securities and Exchange Commission / Short / Christopher Cox / Overstock.com / Capital market / Financial regulation / Short selling / Financial markets

Eric C. Jensen[removed]removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-08-25 15:34:25
367Financial services / Collective investment schemes / Funds / Institutional investors / Mutual fund / Christopher Cox / U.S. Securities and Exchange Commission / Prospectus / Financial adviser / Financial economics / Investment / Finance

. INVESTMENT COMPANY INSTITUTE 1401 H Street, NW, Washington, DC[removed], USA

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Source URL: www.sec.gov

Language: English - Date: 2008-04-11 11:36:39
368United States securities law / Corporate crime / U.S. Securities and Exchange Commission / Christopher Cox / Security / Securities Exchange Act / Financial regulation / Financial economics / Finance / Stock market / 73rd United States Congress / United States Securities and Exchange Commission

EUROPEAN COMMISSION I *****

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Source URL: www.sec.gov

Language: English - Date: 2007-02-14 11:28:50
369Auditing / Financial markets / United States corporate law / 107th United States Congress / Sarbanes–Oxley Act / United States securities law / Christopher Cox / Center for Audit Quality / U.S. Securities and Exchange Commission / Accountancy / Finance / Business

- ation of Anlrjrica 1 - COUNCIL OF

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Source URL: www.sec.gov

Language: English - Date: 2008-11-25 15:21:25
370Business / Finance / Government Finance Officers Association / Financial statement / Government / Sarbanes–Oxley Act / Christopher Cox / Public administration / United States corporate law / Public finance

Ed Harrington testimony to SEC – September 21,2010

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Source URL: www.sec.gov

Language: English - Date: 2010-09-28 12:54:31
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